Deutsche Bank
Mumbai, Maharashtra, India Posted 2d ago
The Compliance Department protects Deutsche Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation. The role is based in Mumbai and operates within Communication and Trade Surveillance.
Key Responsibilities
Overseeing and conducting the daily surveillance for alerts generated in Trade, Information Barrier and Communication Surveillance.
Liaise with Country Compliance Officers, the business, and Operations to investigate surveillance alerts as necessary.
Work with key stakeholders to identify and implement enhancements to surveillance systems and programs.
Manage multiple requests and work on different surveillance verticals across regions in an orderly and timely manner.
Maintaining effective and constructive working relationships with staff located in other regions to deliver the surveillance program.
Requirements
At least 2+ years of experience in relevant field, preferably in Trade / Information Barrier Surveillance.
Bachelor’s or Master’s in the field of Commerce or Finance / MBA in finance or related field.
Proficiency in Data analysis and MS Office (esp. Advanced Excel + PowerPoint).
In-depth knowledge of trade life cycle and market structure.
Good understanding of products such as Equity, Fixed Income, Foreign Exchange, and Listed Derivatives.
Preferred Qualifications
Advanced degree or relevant certifications (e.g., CFA, CAMS) is a plus.
