Wells Fargo
Bengaluru, Karnataka, India Posted 5d ago
At Wells Fargo, a Securities Operations Associate supports the execution of securities transactions and operational activities across the trade lifecycle, ensuring accuracy and regulatory compliance.
Key Responsibilities
Process basic securities-related transactions and support activities across the trade lifecycle.
Support cash movement, funding, and account servicing activities.
Research and resolve routine operational issues, exceptions, and inquiries.
Conduct daily production activities and ensure timely, accurate execution of operational processes.
Adhere to established policies, procedures, controls, and risk management practices.
Support client onboarding, securities settlement, and reconciliation activities.
Collaborate with internal partners to deliver consistent operational support and service.
Identify opportunities to improve operational processes and efficiency.
Requirements
6+ months of securities operations experience, or equivalent demonstrated through work experience, training, military experience, or education.
Preferred Qualifications
Experience supporting securities operations, brokerage operations, wealth management operations, or related financial services functions.
Knowledge of securities transactions, trade support, settlement, reconciliation, account servicing, asset movement, and transaction processing activities.
Demonstrated analytical and problem-solving skills.
Experience with securities processing systems, brokerage platforms, Microsoft Excel, and other tools.
