Deutsche Bank
Bengaluru, Karnataka, India Posted 4d ago
The Regulatory Client Classification team within Regulatory & Cross Product Ops is responsible for ensuring the accurate implementation of regulatory requirements related to client classification and onboarding processes at Deutsche Bank.
Key Responsibilities
Develop and maintain comprehensive knowledge of key US regulatory frameworks, including CFTC Dodd-Frank, Volcker Rule, Regulation W, ensuring accurate interpretation in operational processes.
Build strong understanding of EMEA regulatory requirements such as EMIR and MiFID.
Partner closely with Compliance and Legal teams to manage exception cases and escalations.
Conduct quality assurance reviews of Run-the-Bank activities to validate correct implementation of regulatory requirements.
Manage daily control reporting processes and investigate exceptions.
Requirements
10–12 years of relevant experience in regulatory compliance, client classification, KYC/onboarding.
Strong understanding of key regulatory frameworks, including MiFID II, EMIR, Dodd-Frank.
Knowledge of Client Onboarding processes.
Strong analytical and problem-solving skills.
